Ethical Dilemma problem 2
This project contains two sections. 1. The “ethical dilemma problem 2”written paper. 2. Describe the seven principles of the CFP code of ethics.
1. Written paper Instructions: Please use the case study format below. Points will be deducted from your grade for not following the case study format.
• CASE ANALYSIS: Brief analysis/summary of the case
• PROBLEM(S): Identify the problems/issues. Describe and define the Regulations and Standards which were violated.
• SOLUTION(S): Possible Solutions of identified problems/issues –the best strategy that can be used to solve the problems if this issue occurred at your job. What could you do to solve the problem?
• RECOMMENDATION(S): Recommendation: what would you recommend in solving this problem by reviewing the solutions you have the most confidence in. What are the reasons for the preference? How would you prevent future similar issues if you were the office manager/or owner of a personal financial planning firm?
• CONCLUSION: Briefly describe how you would implement the recommendations and/or contingency plan.
A well supported paper includes outside research and reference to our text book. This will help to substantiate your ideas and recommendations. Your paper should be labeled with each section (analysis, problem, solution, etc) Double spaced, 3 – 5 pages in length, 12 point font, proper reference and citation must be included.
Ethical Dilemma problem 2:
Mike is both a certified professional planner and a general partner of a hedge fund. He was a successful professional planner and had a large group of clients. He placed most of his clients in that hedge fund. He did not tell his clients about his ownership in it. When the results were disappointing, he sold his ownership and personal holdings in the fund. Afterward, he advised his clients to get out of it.
In this case what would you recommend if this certified professional planner was your employee? What would you do if this person was your business partner? What would you do to rectify the situation? Outline the SEC and CFP violations committed in this case:
2. Also, on a separate page, please answer the following:
List the seven principles of the CFP Code of Ethics. Describe and define each of the seven principles. Describe how Mike violated several of the principles.
Why Choose Us
We value our clients. For this reason, we ensure that each paper is written carefully as per the instructions provided by the client. Our editing team also checks all the papers to ensure that they have been completed as per the expectations.
Professional Academic Writers
Over the years, our Acme Homework has managed to secure the most qualified, reliable and experienced team of writers. The company has also ensured continued training and development of the team members to ensure that it keep up with the rising Academic Trends.
Our prices are fairly priced in such a way that ensures affordability. Additionally, you can get a free price quotation by clicking on the "Place Order" button.
We pay strict attention on deadlines. For this reason, we ensure that all papers are submitted earlier, even before the deadline indicated by the customer. For this reason, the client can go through the work and review everything.
At Essay USA, all papers are plagiarism-free as they are written from scratch. We have taken strict measures to ensure that there is no similarity on all papers and that citations are included as per the standards set.
Customer Support 24/7
Our support team is readily available to provide any guidance/help on our platform at any time of the day/night. Feel free to contact us via the Chat window or support email: email@example.com.
Try it now!
How it works?
Follow these simple steps to get your paper done
Place your order
Fill in the order form and provide all details of your assignment.
Proceed with the payment
Choose the payment system that suits you most.
Receive the final file
Once your paper is ready, we will email it to you.
Essay USA has stood as the world’s leading custom essay writing services providers. Once you enter all the details in the order form under the place order button, the rest is up to us.
At Essay USA, we prioritize on all aspects that bring about a good grade such as impeccable grammar, proper structure, zero-plagiarism and conformance to guidelines. Our experienced team of writers will help you completed your essays and other assignments.
Admission and Business Papers
Be assured that you’ll definitely get accepted to the Master’s level program at any university once you enter all the details in the order form. We won’t leave you here; we will also help you secure a good position in your aspired workplace by creating an outstanding resume or portfolio once you place an order.
Editing and Proofreading
Our skilled editing and writing team will help you restructure you paper, paraphrase, correct grammar and replace plagiarized sections on your paper just on time. The service is geared toward eliminating any mistakes and rather enhancing better quality.
We have writers in almost all fields including the most technical fields. You don’t have to worry about the complexity of your paper. Simply enter as much details as possible in the place order section.